Compliance Specialist

Sigmar Recruitment

  • Co Dublin
  • €45,000-55,000 per year
  • Permanent
  • Full-time
  • 17 days ago
Compliance SpecialistAbout Your New EmployerOur client a Dublin based Asset Management company, is searching for a Compliance Specialist to join their Compliance team. With over 20 years of providing trading, investment and payment services, they have developed a 100% proprietary platform for trading and investment. The Compliance Specialist will assist the Chief Compliance Officer in developing and maintaining the compliance framework and supporting the Compliance team among other responsibilities.About Your New Job
  • As Compliance Specialist you will review FAM marketing materials and work alongside the FAM sales and marketing team to ensure all activities meet the relevant guidelines.
  • You will manage and prepare compliance risk assessments and provide advice and support to portfolio managers and staff with compliance related activities.
  • You will apply and implement group policies within the local regulatory framework.
  • You will need strong knowledge of all applicable UCITS/AIFM/MiFID legislation/regulations; and help implement new processes with relevant departments for MiFID/AIFM firm (e.g. transaction reporting, suitability, due diligence, investment advice, etc.)
What Skills You Need
  • 3+ years relevant Compliance experience in an asset management company or similar.
  • Strong knowledge of UCITS Regulations and experience of MIFID and AIFMD.
  • Strong knowledge of financial products and financial markets.
What's on Offer
  • Salary: €45,000 - €55,000 DOE
  • Extensive employee benefits package.
  • Flexible working setup.
What's Next
  • Apply now by clicking the “Apply Now" button or call me, Aoife Lowe on +353 1 474 4643
Or if the job isn't quite right but you are looking for something similar, please get in touch.

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