Consultant, Compliance

• Participate in developing the Sanctions Compliance Program and act as a contact point within the bank for inquiries from clients and internal business partners.
• Participate in establishing written guidance on the appropriate implementation of Sanctions Compliance programs and laws, regulations, rules and standards, through policies and procedures and other documents, such as practice guidelines.
• Create and present training material focused on Sanctions Compliance for business partners throughout the bank.
• Identify, measure, and document Sanctions Compliance risk to enhance Sanctions Compliance risk assessments and assess the appropriateness of the company's Sanctions Compliance procedures and guidelines.
• Identify situations which may pose significant Sanctions Compliance risk and guide management in developing policies and/or procedures that minimize risk.
• Interact with business partners, regulators, and internal and external auditors on regulatory topics.
• Operates independently; has in-depth knowledge of Compliance risk avoidance.
• Serves as a subject matter expert or other resource within a group for regulatory Compliance matters.
• Provide mentorship of junior level employees and review the work of others.

• Knowledge of risk management. In-depth knowledge of applicable laws and regulations, acquired through formal education and work experience, is preferred.
• Analytical and communication skills are necessary to consult with and communicate information to partners/clients; to analyze and summarize information; and to apply laws and regulations to the bank's business.

• Several years experience, preferably in Compliance or risk management; or equivalent related experience.
• CAMS and/or CGSS certification preferred.

Northern Trust