Compliance Manager
Carne Group View all jobs
- Dublin
- Permanent
- Full-time
- University degree (or equivalent qualification) and ideally with the relevant Compliance or legal qualification;
- Experience in developing and carrying out a Compliance Monitoring Programme or Audit; and
- Sound grasp of cross border legal and regulatory frameworks, experience of multiple jurisdictions an advantage ;
- Experience of AIFs, UCITS and other fund products;
- Minimum of 5 years' funds industry compliance monitoring or audit experience;
- Ideally Management Company/AIFM and/or MiFID experience, but not essential;
- Excellent English written and oral communication skills;
- Strong ability to evaluate regulations and translate the operational impact;
- Actively participate in the design and execution of Carne's Compliance Monitoring Plan (CMP), ensuring our standards remain robust and effective;
- Analyse regulatory matters impacting Carne entities globally, drawing on your understanding of our business and regulatory landscape;
- Contribute to the regulatory change process, identifying new regulations, reporting to stakeholders, and overseeing implementation within the firm, ensuring that all regulatory changes and changes to processes are reflected and tested as part of the Compliance Monitoring Plan including reassessment of inherent risk;
- Support local compliance teams with regulatory interactions, using your established relationships and knowledge of internal processes;
- Oversee the effectiveness of the systems and controls, policies and procedures in place within the first line (the “business”) and make recommendations on future developments;
- Prepare periodic reports to local compliance teams, Boards and committees, as appropriate, on compliance issues (e.g. CMP, regulatory changes);
- Providing advice and assistance to the business with regulatory matters and in meeting regulatory standards and expectations;
- Prepare relevant management information for presentation to the stakeholders;
- Oversee Carne's regulatory requirements in multiple global jurisdictions;
- Represent the Compliance function in local or group wide working groups and project teams;
- Maintain Compliance Training, Policies and Procedures across the Carne Group in partnership with local compliance teams regarding the Compliance Monitoring Plan; and
- Continue to foster a strong compliance culture within Carne.
Teamwork (Team player) Develops relationships within and across teams, working collaboratively to resolve potential challenges quickly.
Effective Communication Communicates effectively, both in an advisory capacity and providing challenge where required
Leading & Influencing Motivate and support others to deliver results, coaching them to optimise performance.
Planning and Organising Organises and plans work effectively, ensuring delivery to quality and timescales in the short and longer-term
Analytical (Attention to detail) Analyses and understands relevant and complex information and data to draw appropriate insights.
Strategic Focus (Problem-Solving) Thinks strategically, thrives on innovation, considers the wider picture to identify new approaches to enhance business impact
Adaptability Adapts approach and responds effectively to different situations, people and new opportunities
Resilience Work well under pressure, bounce back quickly from setbacks in a positive and constructive manner
Drive and Motivation Highly motivated and driven, able to focus on what needs to be achieved and enthuses others to do this.
Client-centric focus Motivated by customer-facing environments, understanding their needs, and providing a good service.Who is Carne Group?Carne Group has established itself in the funds industry with $2tn in AUM supported by 600+ staff and four regulated management companies. Together with a large team of industry specialists, Carne serves more than 650+ traditional and alternative asset management clients from key fund jurisdictions and financial hubs including Ireland, Luxembourg, Zurich, Lisbon, London, New York, Cayman and Channel Islands.Excellence and innovation are central to Carne's work and we are committed to attracting and retaining the best talent to deliver an unrivalled service to our clients. Whilst working with Carne, you will be provided with opportunities to develop your skills and experience by working in a dynamic, innovative, and multicultural environment where exciting careers are built.We love hearing from anyone who is enthusiastic about changing the asset management industry. Not sure if you meet all the requirements? Let us decide! Research shows that members of other under-represented groups tend not apply to jobs when they think they may not meet every qualification, when in fact, they do! At Carne we are committed to creating a diverse and inclusive environment and strongly encourage you to apply.