Senior Compliance Associate

Elevate Partners

  • Dublin
  • Permanent
  • Full-time
  • 21 days ago
  • Apply easily
We are currently working with a leading Wealth Management firm who are looking to hire a Senior Compliance Associate to join their team in Dublin. This role will support the Wealth Management business which provides Discretionary, Advisory and Execution only services to Retail and Professional private, corporate pension and credit union clients.Responsibilities of this Senior Compliance Associate Job:
  • Play a key role in the compliance team ensuring the firm meets its regulatory requirements, particularly under MiFID regulations.
  • Contribute to the development and implementation of the firm's compliance framework including policies and procedures.
  • Conduct compliance assurance activities and working with more senior colleagues, provide guidance to internal stakeholders on compliance matters.
  • Monitor business activities, regulatory developments, guidance and industry trends.
  • Support engagements with their key stakeholders
Requirements of this Senior Compliance Associate Job:
  • An understanding of MiFID regulations, guidelines and wealth management with a desire to learn.
  • An understanding of compliance risk.
  • Excellent verbal & written communication and presentation skills.
  • 3rd Level degree in relevant discipline or equivalent.
  • Minimum of 3 years' experience in the financial services industry, ideally with a focus on wealth management or pensions.
This is an excellent opportunity for someone looking to develop their career in a highly reputable firm.For more information on this Senior Compliance Associate Job or to discuss in more detail, contact Aoife Stokes at or apply directly below.

Elevate Partners