Wealth Management Compliance Senior Associate

Davy

  • Dublin
  • Permanent
  • Full-time
  • 22 days ago
  • Apply easily
About usFrom day one, you’ll notice there is something special about working at Davy. Our success is built on nearly 100 years of forging strong relationships with our clients and developing the careers of Ireland’s future business leaders.Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors.Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.About the roleAn exciting opportunity has opened up for a Wealth Management Compliance Associate supporting the Wealth Management business which provides Discretionary, Advisory and Execution Only services to Retail and Professional private, corporate, pension and Credit Union clients.In the role, the successful candidate will:
  • Play a key role in the compliance team in ensuring that Davy meets its regulatory requirements, particularly under MiFID regulations
  • Contribute to the development and implementation of the Davy compliance framework including policies and procedures
  • Conduct compliance assurance activities and working with more senior colleagues, provide guidance to internal stakeholders on compliance matters
  • Monitor regulatory developments, guidance and industry trends
  • Support engagements with our key stakeholders
About youWe are looking for somebody who has the following background and skills:
  • An understanding of MiFID regulations, guidelines and wealth management with a desire to learn
  • An understanding of compliance risk
  • Excellent verbal & written communication and presentation skills
  • 3rd level Degree in relevant discipline or equivalent
  • Minimum of 1 years’ experience in the financial. services industry, ideally with a focus on wealth management or pensions.
What we offerWe offer a range of benefits and experiences to support your professional and personal growth, whatever your career stage. Our benefits are not just a number. Yes, we offer competitive salary, annual performance-related discretionary bonus, annual flexible benefits, employer pension contribution, and multiple insurance coverage. But more than that, we focus on developing our people to be their best, professionally and personally.Training support provided by award-winning Learning & Development Team, extensive sports & social programmes (including free on-site gym & fitness studio), flexible working options, employee assistance programme, enhanced leave options, and social & community care initiatives are just some of the ways our people can empower themselves to be their best.Important InformationDavy is an equal opportunities employer and we are committed to fostering an inclusive workplace. We value diversity both in background and in experience. You might not meet all of the requirements outlined in the above job description, but we would still like to hear from you. We review all applications received.Appointment to this role is subject to the candidate's eligibility to work in Ireland.Where agency assistance is required, our Recruitment Team will engage directly with suppliers. Unsolicited CVs / profiles supplied to us by recruitment agencies will not be accepted for this role.Davy Group is a member of the Bank of Ireland Group.

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